Checklist of Exclusions for Disqualifying Shareholder Proposals

Shareholder proposals are rarely successful. However, before your proposal can even be considered, it first needs to pass muster, and there are many reasons why it can be “excluded” by management.
This checklist is a basic summary of many of the reasons executive management may exclude your shareholder proposal. This list is meant for informational purposes only and is not meant to be the definitive list. Any investor planning to submit a shareholder proposal should first review the latest guidance provided by the US Securities & Exchange Commission or, ideally, consult with an attorney that specializes in securities law.

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